Our Promise to You
As a client of J.P. King Advisors, Inc., you share significant personal and financial information with us. Your privacy is important, and we are dedicated to safeguarding your confidential information.
Information Provided by Clients
In the normal course of doing business, we obtain non-public personal information about our clients, including but not limited to:
- Personal information regarding the identity of our clients, such as social security numbers;
- Information regarding securities transactions effected by us; and
- Client financial information such as net worth, assets, income, and bank account information.
How We Manage and Protect Your Personal Information
We do not sell information about current or former clients to third parties, nor is it our practice to disclose such information to third parties unless requested to do so by a client or client representative or, if necessary, in order to process a transaction, service an account or as required by law. Additionally, we may share information with outside companies that perform administrative services for us. However, our contractual arrangements with these service providers require them to treat your information as confidential. In order to protect your personal information, we maintain physical, electronic and procedural safeguards. Our Privacy Policy restricts the use of client information and requires that it be held in strict confidence.
Client Notifications
Because management personnel are registered representatives with Investment Architects, Inc. (“IAI”) which has a duty to supervise, your information may be provided to this entity. Investment Architects, Inc. will not use this information to solicit business, or share it with other entities. The information will solely be used for the purpose of required oversight. A copy of IAI’s Privacy Notice is enclosed for your reference. We are required by law to annually provide a notice describing our privacy policy. In addition, we will inform you promptly if there are changes to our policy. Please do not hesitate to contact us with questions about this notice.